Terms and conditions

Recording of Client communication
Securities firms are required to record all telephone calls in relation to investment services, and establish procedures to enable documentation of communication through other communication channels. Pareto Securities will therefore record all telephone calls with clients on fixed and mobile phones. Moreover, communication via Bloomberg, e-mail and SMS will be stored.

Country specific documents
Norway

Pareto Securities AS is supervised by the Financial Supervisory Authority of Norway (Finanstilsynet) and these documents apply to services offered in Norway.

General business terms (pdf)
General business terms (pdf, Norwegian)
Costs and fees
Costs and fees (pdf, Norwegian)

Sweden

Pareto Securities AB is supervised by the Swedish Financial Supervisory Authority (Finansinspektionen) and holds the licenses as an investment firm to conduct business in accordance with the Swedish Securities Markets Act (2007:528).

Information about Pareto Securities AB (pdf)
Information about Pareto Securities AB (pdf, Swedish)
Supervision (pdf)
Supervision (pdf, Swedish)
Price list (pdf)
Price list (pdf, Swedish)
Information och villkor Pareto Securities AB (pdf, Swedish)
Terms and conditions Pareto Securities AB (pdf)
Corporate Governance (pdf)

Finland

Pareto Securities Oy is supervised by the Financial Supervisory Authority of Finland (FIN-FSA) and these documents apply to services offered in Finland.

General business terms (pdf)
Price list (pdf)
Best Execution (pdf)
Best Execution (pdf, Finnish)
Information on Pareto Finland’s policies and risks related to trading (pdf, Finnish)
Data protection (pdf, Finnish)
Corporate Governance